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Last updated: 19:41:54 Wednesday Oct 28, 2009


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  • SEC search for ways to peer into fast trades
    WASHINGTON (Reuters) - U.S. regulators are searching for ways to peer into the activities of high-frequency trading, which has blossomed in recent years and now accounts for at least 50 percent of all equity trading in the United States.   People:Charles Schumer   Activities:U.S. Markets   Source:(Reuters)   2009-10-28

    Goldman exec named first COO of SEC enforcement
    WASHINGTON - A Goldman Sachs executive has been named the first chief operating officer of the Securities and Exchange Commission's enforcement division.   Nations:U.S.   Activities:Madoff Fraud Case   Source:(AP)   2009-10-16

    SEC looks to reassure investors
    NEW YORK (Reuters) - Securities and Exchange Commission officials looked to reassure investors on Friday that they would reinvigorate the agency's policing of Wall Street, improve the quality of credit ratings and said they expect to bring more cases against mortgage fraud.   Nations:India U.S.   Activities:Madoff Fraud Case   Source:(Reuters)   2009-02-07

    SEC pummeled as Madoff tipster testifies
    WASHINGTON - Harry Markopolos, a former investment manager who tried to warn U.S. regulators about Bernard Madoff, joined lawmakers in blasting the Securities and Exchange Commission but said he was forwarding more tips to the agency.   Nations:U.S.   Activities:111th Congress Madoff Fraud Case   2009-02-04

    Congressmen sound off against SEC in Madoff affair
    WASHINGTON - Republican and Democratic House members said Monday that the alleged $50 billion fraud involving Wall Street figure Bernard Madoff reflects deep, systemic problems at the Securities and Exchange Commission.   Nations:U.S.   People:Barack Obama   Activities:110th Congress Madoff Fraud Case   Source:(AP)   2009-01-05

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